IBOR and Effective Oversight

Providing a single point of truth

In this podcast, Ben Pumfrett, Head of Middle Office Product Management at RBC Investor & Treasury Services, continues our discussion on the Investment Book of Record (IBOR), focusing on oversight.  

Listen on Soundcloud | View transcript

Access the podcast to learn more about:

  • Challenges in achieving operational oversight
  • How an IBOR helps meet oversight requirements
  • How oversight requirements are evolving
“Regulators are pushing asset managers to be able to prove and demonstrate the oversight model.” - Ben Pumfrett, RBC Investor & Treasury Services 


This content is provided for general information only and does not constitute financial, tax, legal or accounting advice, and should not be relied upon in that regard. Neither RBC Investor & Treasury Services nor any of its affiliates accepts any liability for loss or damage arising from use of the information contained in this podcast.

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